An SESC Inspector’s Perspective on Key Issues Related to the System Risk Management Framework
Mr. Masahiro Fujita, Senior Inspector, Inspection Division, SESC
Mr. Fujita will discuss the system risk management framework expected for financial instruments firms from the perspective of a senior SESC inspector. He will cover the scope of system risk management, the key focuses of the FSA Supervisory Guidelines and the SESC Inspection Manual, and issues related to system risk management which are frequently found in SESC inspections, including those often found at foreign firms.
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