The FSA's 2014-15 Basic Policy for Financial Monitoring

Legal/Regulatory 

Event Report

Mr. Sasaki from the FSA’s Inspection Bureau gave an overview of the FSA’s 2014-15 Basic Policy for Financial Monitoring. 

Mr. Sasaki covered a range of issues including:

Overview of Financial Monitoring Policy issued in July 2014
The FSA’s approach to monitoring foreign banks based on 2014-15 Basic Policy for Financial Monitoring

English

Legal/Regulatory

Mr. Kiyotaka Sasaki, Deputy Director-General
Inspection Bureau, Financial Services Agency
 

IBA Japan again welcomes Mr. Sasaki from the FSA’s Inspection Bureau to give an overview of the FSA’s 2014-15 Basic Policy for Financial Monitoring. Attendance by GMs, control and front office staff is strongly encouraged.

The Basic Policy for Financial Monitoring 2014-15 is available at:
http://www.fsa.go.jp/news/26/20140911-1.html (Japanese)
(English version to be released shortly)

Mr. Sasaki will cover a range of issues including:

  • Overview of Financial Monitoring Policy issued in July 2014
  • The FSA’s approach to monitoring foreign banks based on 2014-15 Basic Policy for Financial Monitoring

Mr. Sasaki is a seasoned financial regulator with a good deal of experience in many areas including the on-site inspection of financial institutions, risk-based approach to supervision, internal- and external-audit functions, anti-money laundering and combating the financing of terrorism. From 2007-10, he was Director of the Strategy and Coordination Division at the SESC, before moving to the Inspection Coordination Division at the FSA in 2010. In July 2011, Mr. Sasaki assumed the position of Deputy Director-General of the FSA’s Inspection Bureau. He has given several presentations to IBA Japan, including most recently in May 2014.


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