The Securities Inspection Policy and the Program for 2013

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In April, the Securities and Exchange Surveillance Commission (SESC) released its inspection policy guidelines for 2013-14. The guidelines give an overview of the regulator’s overall approach and policy to inspections and highlights priorities for the forthcoming year.

Guidelines:
http://www.fsa.go.jp/sesc/english/news/others/20130416.pdf

Jul 23 2013