DATE |
EVENT |
January 17
(BCP-DR-IT Security) |
Chiyoda Ward Emergency Foreigner Commuter Evacuation Drill (E/J) (Attendees = 35)
Tokyo Central Station Commuters Corps launched its first evacuation exercise and emergency drill for foreign residents in Chiyoda Ward.
|
January 19 (Human Resources) |
Off-the-record HR Roundtable Discussion
on Training and Development (J) (Attendance = 23)
This open forum discussion provided an opportunity for IBA members to discuss training issues with their colleagues.
|
January 26 |
IBA and JSDA Foreign Securities Firm Group (Gaishokai) New Year Seminar and Reception (E/J) (Attendance = 99)
Mr. Nobuyoshi Chihara, Deputy Commissioner for International Affairs, FSA
Mr. Tatsuo Watanabe, Vice Chairman, JSDA
These two speakers shared their thoughts and observations on the current state of the securities industry and the role that foreign securities are playing in Japan.
|
February 6 (Pandemic WG) |
Avian Flu Virus Countermeasures (E) (Attendance = 14)
The working group discussed recent international avian flu virus developments and the current best practices of IBA member firms.
|
February 9
(Financial Markets) |
Outlook for Japanese Banks and Japan's Public Finances (E)
(Attendance = 47)
Ms. Naoko Nemoto, Managing Director, Corporate & Government Ratings, Standard and Poor's
Mr. Takahira Ogawa, Director, Sovereign & International Public Finance, Standard and Poor's
The two guest speakers addressed the health of the Japanese banking system, the prospects for continued improvement over the medium term and Japan's economic and fiscal situation.
|
February 10
(Human Resources) |
Role and Function of Chief Human Officer (CHO) and what Current HR Topics are they Facing? (J) (Attendance = 18)
Mr. Tomohiro Sudou, Director, Chief Human Officer
A Chief Human Officer representative updated members about their organization and the strategic importance of human resources in every organization.
|
March 2
(Legal Regulatory) |
The Current Role and Future Direction of the SESC (E)
(Attendance = 52)
Mr. Kiyotaka Sasaki, Director
Enforcement Division, SESC
Mr. Sasaki addressed the role and function of SESC enforcement and the future direction and goals of this organization.
|
March 7
(Financial Markets) |
The Medium-term Outlook for Growth in Japan (E) (Attendance = 18)
Mr. Peter Morgan, Chief Economist, HSBC Securities (Japan) Ltd.
Mr. Morgan outlined the medium-term macro view of economic growth, its main drivers and the potential sources of improvement in productivity that could help offset the negative impact on growth of population decline.
|
March 15
(Human Resources) |
FranklinCovey Presentation on Leadership (E) (Attendance = 18)
Mr. Eric Clark, Regional Director of Sales, Franklin-Covey
Mr. Clark covered FranklinCovey training solutions focusing on how companies can achieve and maintain superior performers in their organizations. |
March 23
(Legal/Regulatory) |
Global Anti-Money Laundering “Best Practices” Update (E)
(Attendance = 49)
Mr. Charles Grice, Managing Director, Kroll
A leading anti-money laundering expert addressed the membership on recent "dollar clearing" activities, detecting potential terror financing incidents, and US OFAC sanctions.
|
March 29
(BCP-DR-IT Security) |
e-Discovery, Compliance and Incident Response:
An Overview of Corporate Forensics (E)
(Attendance = 16) Mr. Richard Kershaw, Senior Analyst, Hill & Associates, Inc. Mr. Kershaw addressed the changing legislative and litigation environment surrounding end user data, the challenges in building an appropriate team and common tools to assist the company in building appropriate forensic responses. |
April 10
(Human Resources) |
Off-the-record HR Roundtable Discussion (J) (Attendance = 15)
This discussion provided an opportunity for IBA members to discuss work-related issues with their colleagues in an off-the-record roundtable forum.
|
May 16
(Training) |
Recruitment Interview Skills Training (J) (Attendance = 19)
This training provided guidance on recruitment interview skills, group case studies were explored and participants received direct feedback on their interview techniques.
|
May 17
(Financial Markets) |
An Outlook of the Banking Industry in Japan and China (E)
(Attendance = 33) Mr. Masamoto Yashiro, Chairman of the Board, Shinsei Bank Mr. Yashiro shared his thoughts on the role that foreign financial institutions can play in Japan and on the evolution of Japan's financial services market. |
May 19
(Pandemic WG) |
IBA Pandemic Working Group Meeting Luncheon on the Avian Flu Virus (E)
(Attendance = 33)
The working group reviewed and discussed Japanese government pandemic preparedness plans and policies.
|
May 29
(Human Resources) |
Leadership Communication (E) (Attendance = 33) Mr. Robert Burnside, President, Empowr Company Ltd.
A leading trainer and coach addressed this group on the art of effective communication.
|
May 31
(Legal/Regulatory)
|
Corporate Law Revisions (E) (Attendance = 45)
Mr. Nobuo Nakata, Partner, Freshfields Bruckhaus Deringer
Mr. Akihito Katayama, Partner, Freshfields Bruckhaus Deringer
The two speakers discussed the recent changes to the Corporate Law affecting M&A financing and the expected changes to take over bid rules.
|
June 8
(BCP-DR-IT) |
Crisis Management Preparedness Organization (CMPO) Update (E)
(Attendance = 14) Mr. Nathan Rhoden, Director, CMPO
Mr. Yuki Konno, Researcher, CMPO
Two CMPO representatives outlined their recent disaster recovery activities domestically and abroad.
|
June 12
(Legal/Regulatory)
|
FSA Financial Inspections:
Recent Changes and Focuses (E)
(Attendance = 88)
Mr. Takahiro Yasui, Director, Planning & Research Office, Inspection Bureau, FSA
Mr. Yasui outlined recent developments and changes to FSA financial inspections and the main areas the regulators are now focusing on during foreign bank inspections.
|
June 13
(Pandemic WG) |
Networks and the Avian Flu Virus Discussion (E) (Attendance = 30)
NTT representatives discussed the resiliency of their telecommunication platforms and networks to deal with a pandemic outbreak.
|
June 27 (Training) |
Seminar on Current Regulatory Dynamics at the FSA (E & J)
(Attendance = 98)
Mr. Harry Saito, CEO and Managing Director, KFi K.K.
Mr. Saito discussed the following issues:
1) recent dynamics at the FSA; 2) the FSA's Financial Reform Program; 3) the FSA's general supervisory guidance; and 4) the FSA's general inspection policy. |
July 3
(Human Resources) |
Update on Labor Law Issues (J) (Attendance = 35)
Mr. Kenichi Kojima, Attorney-at-law, Ushijima & Partners LLP
Mr. Kojima returned to update members on the increasingly diverse and complex human resource legal changes and challenges occurring in the Japanese marketplace.
|
July 11
(BCP-DR-IT Security) |
High-level Principles for Business Continuity (J) (Attendance = 59) Mr. Ei-ichiro Fukase, Director, Risk Assessment and Center for Advanced Technology, BOJ
Mr. Hiroyuki Tatsuta, Director, Business Continuity, Payment and Settlement Systems Dept., BOJ
Mr. Hirohide Koguchi, Director, Head of Market Infrastructure, Financial Markets Dept., BOJ
BOJ representatives covered the following areas: 1) BOJ's BCP framework and policies to cope with a major crisis or disaster; 2) High-level principles for Business Continuity Planning; and 3) Business Continuity Planning in the Japanese marketplace.
|
August 22
(BCP-DR-IT Security) |
Cabinet Office of Disaster Management Briefing (J/E)
(Attendance = 56)
Mr. Eiji Aoki, Director of Planning (Mitigation), Cabinet Office (Disaster Management), Government of Japan
A leading Japanese official outlined the government's future BCP policies and plans for IBA members.
|
September 6
(Legal/Regulatory) |
FSA: Investment Services Law (E)
(Attendance = 89)
Mr. Naohiko Matsuo, General Counsel and Director on FIEL, FSA
Mr. Matsuo provided an overview of the new Financial Instruments and Exchange Law for IBA members.
|
September 15
(BCP-DR-IT Security)
|
BCP Trends in Financial Institutions: Japanese Market and Regulatory Environment (E) (Attendance = 23)
Dr. Kenji Watanabe, Associate Professor, Nagaoka University of Technology
A leading academic and BCP expert highlighted the increasing dependency on Information and Communication Technology (ICT) and the emerging vulnerabilities for the financial industry.
|
September 21
(Human Resources)
|
Off-the-Record HR Roundtable Discussion (J) (Attendance = 23)
Another open roundtable luncheon for interested human resources professionals was held to discuss any work-related issues or problems and pass on valuable advice, contacts, and information to colleagues.
|
September 25
(Legal/Regulatory)
|
Orienting Your Staff to their Role in a
Regulatory Inspection (E)
(Attendance = 109) A representative from a leading law firm addressed how to orient staff to understand the purpose and procedures for regulatory inspections in Japan and to better prepare staff for the FSA/SESC inspection onsite process. |
September 25
(Legal/Regulatory) |
Ministry of Finance Briefing on New KYC Laws and Regulations (J)
(Attendance = 59)
Mr. Shunichi Fukushima, Deputy Division Chief, Legal Office
Mr. Kenichi Habu, Deputy Division Chief, Legal Office
Mr. Hiroshi Yamashita, Section Chief, Legal Office
Mr. Yasuhiko Wake, Senior Foreign Exchange Examiner
Senior Ministry of Finance officials briefed the IBA membership on the new KYC laws and regulations. |
October 24
(BCP-DR-IT Security) |
Identity, Compliance and Audit:
Trends for Tomorrow's Market (E)
(Attendance = 22)
Mr. Brian Nugent, President and Chief Executive Officer, Applied Identity
A leading IT security professional outlined the importance of network identity and the future outlook of this technology.
|
October 25
(Human Resources) |
The Evolving Pension Environment in Japan (J) (Attendance = 26)
Mr. Haruka Urata, Consultant, Towers Perrin HR Services
Mr. Mark O'Brien, Consultant, Towers Perrin HR Services
Two Towers Perrin HR representatives briefed members on the current state of retirement benefits in Japan.
|
November 9
(Legal/Regulatory) |
Integrating Anti-Money Laundering Compliance
into Business Operations (E)
(Attendance = 31)
Mr. John Bree, Director, Anti-Money Laundering, Compliance Division, Citibank N.A.
The speaker addressed how to develop an effective anti-money laundering program and methods to develop awareness and management buy-in of this process.
|
November 15
(Human Resources) |
Managing the Consequences of the Japanese Lifetime Employment System and Labor Law Update (E) (Attendance = 39) Mr. Peter Godwin, Partner, Herbert Smith LLP The speaker returned to update IBA members on the important issue of redundancy and other relevant labor law issues including overtime provisions facing financial institutions during the past 12 months. |