"Financial Sector Regulatory and
Compliance Seminar"
Presenter:
Mr. Haruhiko (Harry) Saito
CEO and Managing Director, TIC K.K.
Schedule
| Date: |
Wednesday, September 1, 2010 |
| Time: |
14:00 – 15:30 Japanese
16:00 – 17:30 English |
| Venue: |
32nd Floor, Morgan Centre, Tokyo Building
JPMorgan Chase (Map)
2-7-3 Marunouchi, Chiyoda-ku |
The IBA is pleased to welcome back Mr. Saito to discuss the following topics: (1) recent regulatory dynamics; (2) new areas of focus and the regulatory intent; (3) expectations of internal audit and how to respond; (4) key control issues; and (5) practical measures for IBA member firms. A Q&A will follow.
Please click here for a detailed outline of the seminar.
Mr. Saito’s seminars are always highly rated by executives and staff in compliance, control and front office roles. Eighty people attended his last IBA seminar in September 2009 which covered similar topics. Of the 57 people who completed the evaluation, 98% said they would recommend the seminar.
Haruhiko (Harry) Saito is CEO and Managing Director of Tokyo International Consulting K.K, rebranded from KFi K.K., formerly known as KPMG Financial Services Consulting, Inc. Mr. Saito has advised more than 300 domestic and foreign financial institutions regarding regulatory issues and currently covers major Japanese banks as well as IBA members. Prior to that, Mr. Saito worked at the Bank of Japan mostly in the banking policy area, such as capital adequacy rules, derivatives regulatory guidelines, etc. Mr. Saito has served as Japan’s official member in various working groups at the Basel Committee on Banking Supervision at the Bank for International Settlements (BIS) as well as IOSCO. Mr. Saito holds a BA in Law from the University of Tokyo and an MBA from Harvard University.