"The FSA's Basic Inspection Policy for 2009-10
 and Results of the FSA's Inspection 
Process Review"


 

FSA Inspection Bureau Guest Speakers:

Mr. Chikahisa Sumi
Director, Inspection Coordination Division

Mr. Toshinori Yashiki
Director for Inspection Affairs


 

Schedule
 

Date: Thursday, September 3, 2009
Time: 11:45 to 13:15
Venue: 

32nd Floor, Morgan Centre, Tokyo Building
JPMorgan Chase (Map)
2-7-3 Marunouchi, Chiyoda-ku

Language: This seminar will be conducted IN ENGLISH.



The IBA is pleased to welcome two senior FSA officials to give an overview of the financial inspection policies for banks for 2009-10. The FSA will also share the results of its inspection process review project, focusing on the general approach to foreign bank inspections. Attendance by GMs is strongly encouraged.

The recently released FSA Financial Inspection Basic Policy and Plan for 2009-10 is available at:

     http://www.fsa.go.jp/en/news/2009/20090807-1.html (English)

     http://www.fsa.go.jp/news/21/20090807-1.html (Japanese)


Mr. Sumi and Mr. Yashiki will address:

  • The scope of responsibility of the branch manager
  • To what extent a branch should be accountable for cross-border transactions
  • Profitability and financial conditions of a branch
  • Liquidity risk management
  • Effectiveness of internal audit