Guest Speaker:
Mr. Toshitake Kurosawa, Director, Inspection Division
Securities and Exchange Surveillance Commission (SESC)
"The Securities and Exchange Surveillance Commission's Basic Inspection Guidelines
and Plan for 2008-09"
Schedule
| Date: |
Thursday, September 18, 2008 |
| Time: |
12:00 to 13:30 |
| Venue: |
32nd Floor, Morgan Centre,
Tokyo Building, JPMorgan Chase
(Map: http://www.jpmorgan.co.jp/group/pdf/map_jpm.pdf) 2-7-3 Marunouchi, Chiyoda-ku |
| Cost: |
Y3,000 |
| Language: |
This presentation will be conducted IN ENGLISH. |
On July 25, the SESC released its inspection policy guidelines for 2008-09.
Mr. Kurosawa will give an overview of the guidelines. A question and answer session will follow. The recently issued guidelines are available in Japanese at: http://www.fsa.go.jp/sesc/news/c_2008/2008/20080725.htm
IBA events featuring updates from senior representatives of the SESC are always well attended by branch managers and other senior executives. This presentation should again be of high interest.
Mr. Kurosawa is responsible for the administration of the SESC’s inspection program for registered financial entities, including securities firms, investment funds, fund managers, securities exchanges and SROs. His core expertise is in the field of financial regulations for banks and securities markets, including the administration of the FSA’s onsite inspection programs. Most recently, as the FSA’s Director for International Financial Markets, he played a key role in formulating Japanese policy on securities regulations and accounting/audit issues in an international context, including IOSCO, IFIAR, and IFAC.
Boxed lunches (bentos) and beverages will be provided.